Responsibilities

The primary functions and responsibilities shall include (but not limited to) the following

• Marketing, dealing and execution of trade for clients
• Managing clients’ portfolio.
• Buying and selling of local and foreign shares

Qualification

• Possess Single License and / or Derivatives License.
• Non-experience candidates who possess Single License and / or Derivatives License are also welcomed.
• Good analytical skills with sound knowledge of the securities industry. Candidates with a wide network of established business contacts will have added advantage.

Note

Positions are available at

• Sathorn Square Office Tower (Head Office)
• Pinklao Branch (Central Plaza Pinklao)
• Vibhavadi Rangsit Branch (Kasem Sap Building)
• ChiangMai Branch
• Hatyai Branch
• Chachoengsao Branch

Responsibilities;

• Source and identify business opportunities and building and expanding the presence of the company In Thailand.
• To take ownership of RHBST derivatives brokerage business by setting direction and business strategy to grow derivatives trading business.
• To identify market opportunities to enlarge revenue stream as well as client-based.
• Managing and promoting TFEX products.

Qualification;

• Minimum 8 years in a similar role in the industry
• Strong knowledge of Derivatives Broking business
• Excellent analytically and problem-solving skills
• Independent and able to work hard under pressure
• Good command of English

Responsibilities;

• Responsible for the big and small to midcap contractors.
• Participate in marketing trip.
• Ensure timely and accurate dissemination of the idea and communicate investment ideas to Marketing staff in the form of industry/company research reports, presentations and oral communication.
• Monitor the economic, financial and stock market developments in Thailand as well as overseas where appropriate to ensure the quality of the Company’s services are superior to those available in the local scene.
• Prepare and make sound presentations, compile economic data and build a database for research and forecasting.
• On a daily basis, to communicate with the dealing departments in the Group on market sentiments and other relevant up-to-date information.
• Vet the various research papers to ensure quality standards are maintained.
• Establish, maintain and enforce a proper supervisory programme and competent system of internal controls.
• At all times observe, comply and be conversant with all Acts, laws, articles of associations, rules and regulations affecting the Group’s business and the securities and banking industries and all other statutory modifications and reenactments as may be introduced thereto.
• At all times to exercise and maintain a high standard of integrity and professionalism and do everything to preserve and enhance the good reputation of and add goodwill to the Group.

Qualification;

• Bachelor Degree or higher in Finance, Economic or related field.
• Minimum 3 years of experience as an Analyst in Securities industry.
• Excellent in English – Research technical terms.
• Having Analyst License.
• Excellent organizational skills; strong written and verbal communication skills.

Responsibilities

• Collaborate with Marketing & Corporate Communication to develop RHBST brand and service awareness.
• Expand new mass customer base.
  
• Conduct seminars and trainings for customers to learn about our on-line services.
• Initiate new tools, new channels and new services for on-line mass customers, including new apps, trading features in traditional and new devices.
• Arrange on-line sales promotion to attract customers.
• Ongoing improvement our on-line services regarding actual trading, fundamental, technical news, analysis, etc.
• Strengthen B2C (Business to Consumers) relationship.

Qualification

• Experience 10 years and Strong Experience in managing E-Business Department.
• Strong people management skills.
• Strong interpersonal and leadership skills.
• Exposure to team-based work.
• Good command in English.
  
  
  
  

Responsibilities

• Perform Compliance checks on the whole process trade order, order register, improper trading.
• Review business process and perform structured risk management assessment for each audit area.
• Perform appropriate sample testing to evaluate the effectiveness of internal controls and the efficiency of the performance of activities under review.
• Prepare Compliance findings and make recommendations for correcting unsatisfactory conditions, improving operations and reducing costs.
• Carry out follow-up review of the implementation of audit recommendations.
• Develop, guide, coach competent staff.
• Assist in reviewing newly drafted policies and procedures for adequacy of controls and efficiency, for all business operations functions.
• Perform any other duties and responsibilities as requested by Head of Compliance.
• Ensure compliance with rules and guidelines of SET, SEC, AMLO and the company's internal policies and procedures.
• Staying abreast of new guidelines, policies, rules and regulations.
• Display teamwork and cooperation and work closely with other senior management personnel in the Group at all times. 
• Prepare a summary Compliance Report on a monthly basis to KL Group Compliance.
  

Qualification

• Experience 10 years in Compliance and Internal Audit area from securities business.
• Knowledge in rules and regulations in Securities.
• A good team player as well as the ability work independently and have good relationship with regulators will be an advantage.
• Good command of English.